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The Commodity Futures Trading Commission today issued an Order filing and settling charges against JPMorgan Chase Bank, N.A. for attempted manipulation of the ISDAFIX benchmark and requiring JPMC to...
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The Commodity Futures Trading Commission (CFTC) announced that Judge Timothy M. Cain of the U.S. District Court for the District of South Carolina entered a Consent Order against Defendant Jody Dupont...
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The Commodity Futures Trading Commission (CFTC) announced today that the Honorable Gloria M. Navarro of the U.S. District Court for the District of Nevada (Las Vegas) entered an Order of Summary...
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The Commodity Futures Trading Commission (CFTC)Â filed a civil enforcement action in the U.S. District Court for the Eastern District of New York, charging Defendant Harris Bruce Landgarten of Old...
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The Commodity Futures Trading Commission (CFTC) today announced an award of approximately $30 million to a whistleblower who voluntarily provided key original information that led to a successful...
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The Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against Lansing Trade Group, LLC, a commodity merchandising firm with headquarters in Overland Park,...
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The Commodity Futures Trading Commission (CFTC) today announced an award of over $70,000 to a whistleblower who significantly contributed to an ongoing CFTC investigation and led the CFTC to a...
View ArticleCFTC Commissioner Quintenz Announces TAC Subcommittees
Commodity Futures Trading Commission (CFTC) Commissioner Brian Quintenz issued the following statement regarding the establishment of subcommittees for the Technology Advisory Committee...read more...
View ArticleRemarks for Commissioner Rostin Behnam at the BFI Summit “Fostering...
Good evening. The United Nations has played a special role in my life. I grew up close by, about 20 miles away in northern New Jersey. More importantly, my Aunt is the founder and president of...
View ArticleTestimony of Chairman J. Christopher Giancarlo before the Senate Committee On...
Introductionread more...
View ArticleRemarks of CFTC Chairman J. Christopher Giancarlo before the Women in...
Good afternoon, everyone. It is a pleasure to speak to Women in Derivatives.read more...
View ArticleRemarks of Commissioner Brian Quintenz at the Institute of International...
Introductionread more...
View ArticleStatement of CFTC Chairman Giancarlo Regarding the U.S. Senate Appropriations...
CFTC Chairman J. Christopher Giancarlo issued the following statement regarding the agencyâs FY 2019 funding request.read more...
View ArticleOpening Statement of Chairman J. Christopher Giancarlo before the Market Risk...
Thank you, Commissioner Behnam.read more...
View ArticleSEC Shuts Down $102 Million Ponzi Scheme
The Securities and Exchange Commission today filed charges and obtained an asset freeze against the individuals and companies behind a $102 million Ponzi scheme that bilked investors throughout the...
View ArticlePaul G. Cellupica Named Deputy Director—Chief Counsel of the Division...
The Securities and Exchange Commission announced today that Paul G. Cellupica has been named Chief Counsel of the Division of Investment Management, and will continue serving as the Division's Deputy...
View ArticleWells Fargo Advisors Settles SEC Charges for Improper Sales of Complex...
The Securities and Exchange Commission today announced that Wells Fargo Advisors LLC agreed to settle charges of misconduct in the sale of financial products known as market-linked investments, or...
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